Items 1 through 3 are based on the following:
Link Corp. is subject to the reporting provisions of the Securities Exchange Act of 1934.
Which of the following situations would require Link to be subject to the reporting provisions of the 1934 Act?
align=”left”>
|
Shares listed on a national securities exchange |
More than one class of stock |
|
|
a. |
Yes |
Yes |
|
b. |
Yes |
No |
|
c. |
No |
Yes |
|
d. |
No |
No |
Which of the following documents must Link file with the SEC?
align=”left”>
|
Quarterly reports (Form 10-Q) |
Proxy Statements |
|
|
a. |
Yes |
Yes |
|
b. |
Yes |
No |
|
c. |
No |
Yes |
|
d. |
No |
No |
Which of the following reports must also be submitted to the SEC?
align=”left”>
|
Report by any party making a tender offer to purchase Link’s stock |
Report of proxy solicitations by Link stockholders |
|
|
a. |
Yes |
Yes |
|
b. |
Yes |
No |
|
c. |
No |
Yes |
|
d. |
No |
No |